Personnel Hong Kong SFC License Details (ID 85002)

Personnel Hong Kong SFC License Details (ID 85002)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2016-06-10	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2016-06-10	-
Quam Securities Limited	Rep	Advising on securities	2012-06-29	2016-06-02
	Rep	Dealing in futures contracts	2012-06-29	2016-06-02
	Rep	Dealing in securities	2012-06-29	2016-06-02
KGI ASIA LIMITED	Rep	Advising on securities	2010-06-29	2012-06-22
	Rep	Dealing in securities	2010-06-29	2012-06-22
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2010-06-29	2012-06-22
	Rep	Dealing in futures contracts	2010-06-29	2012-06-22
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2008-12-12	2010-06-16
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-03-18	2010-06-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-07-18	2010-06-16
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-07-18	2010-06-16