| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-10 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-10 | - |
| Quam Securities Limited | Rep | Advising on securities | 2012-06-29 | 2016-06-02 |
| Rep | Dealing in futures contracts | 2012-06-29 | 2016-06-02 | |
| Rep | Dealing in securities | 2012-06-29 | 2016-06-02 | |
| KGI ASIA LIMITED | Rep | Advising on securities | 2010-06-29 | 2012-06-22 |
| Rep | Dealing in securities | 2010-06-29 | 2012-06-22 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2010-06-29 | 2012-06-22 |
| Rep | Dealing in futures contracts | 2010-06-29 | 2012-06-22 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2008-12-12 | 2010-06-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-03-18 | 2010-06-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-07-18 | 2010-06-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-18 | 2010-06-16 |
No HKMA registrations in the collected records.