Personnel SFC Licences and HKMA Registrations (ID 85008)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2019-07-09	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2019-07-09	-
PO SANG SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-09-13	2019-07-01
	Rep	Dealing in securities	2017-09-13	2019-07-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-03-29	2017-08-28
KGI ASIA LIMITED	Rep	Dealing in securities	2016-04-07	2017-08-28
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2015-09-16	2016-03-31
KGI ASIA LIMITED	Rep	Dealing in securities	2014-06-11	2015-09-01
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2013-12-04	2014-05-30
KGI ASIA LIMITED	Rep	Dealing in securities	2010-07-19	2013-11-30
JIMEI SECURITIES LIMITED	Rep	Dealing in securities	2009-01-02	2010-07-15
SHUN HENG SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-01-10
	Rep	Advising on securities	2003-04-01	2005-01-10
	Rep	Asset management	2003-04-01	2005-01-10
	Rep	Dealing in securities	2003-04-01	2009-01-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.