Personnel Hong Kong SFC License Details (ID 85009)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2020-03-02
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2010-03-04	2017-10-02
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2004-06-03
	Rep	Advising on securities	-	2004-06-03
	Rep	Asset management	-	2004-06-03
	Rep	Dealing in securities	-	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-06-03
	Rep	Asset management	-	2004-06-03
	Rep	Dealing in futures contracts	-	2020-03-02