| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-03 | |
| Rep | Advising on securities | 2003-04-01 | 2004-06-03 | |
| Rep | Asset management | 2003-04-01 | 2004-06-03 | |
| Rep | Dealing in securities | 2003-04-01 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | - |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-06-03 | |
| Rep | Asset management | 2003-04-01 | 2004-06-03 |
No HKMA registrations in the collected records.