| KGI ASIA LIMITED | Rep | Dealing in securities | 2023-05-22 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-05-22 | - |
| KGI ASIA LIMITED | RO | Dealing in securities | 2019-10-08 | 2023-05-22 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-10-08 | 2023-05-22 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2019-10-08 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-22 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2007-06-04 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-04 | 2019-10-08 |
| CHRISTFUND FUTURES LIMITED | RO | Dealing in futures contracts | 2004-10-27 | 2007-05-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-10-27 |
| CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-07 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-07 |
| Rep | Asset management | 2003-04-01 | 2003-11-07 |
| Rep | Dealing in securities | 2003-04-01 | 2007-05-24 |