| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2023-05-05 | 2026-04-22 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2023-05-05 | 2026-04-22 |
| AJ Futures Limited | Rep | Dealing in futures contracts | 2022-11-08 | 2023-03-15 |
| AJ Securities Limited | Rep | Dealing in securities | 2022-11-08 | 2023-03-15 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2021-07-22 | 2022-01-31 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-07-22 | 2022-01-31 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-05-22 | 2021-06-10 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-22 | 2021-06-10 |
| South China Investment Management Limited | Rep | Asset management | 2018-11-21 | 2020-03-20 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2018-11-21 | 2020-02-18 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-10-22 | 2020-03-20 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-22 | 2020-03-20 |
| Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2018-05-07 | 2018-10-12 |
| Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-05-07 | 2018-10-12 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-17 | 2018-04-15 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-08-17 | 2018-04-15 |
| Rep | Dealing in securities | 2017-08-17 | 2018-04-15 |
| Quam Securities Limited | Rep | Advising on securities | 2012-12-19 | 2017-07-31 |
| Rep | Dealing in futures contracts | 2012-12-19 | 2017-07-31 |
| Rep | Dealing in securities | 2012-12-19 | 2017-07-31 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2008-03-03 | 2012-12-07 |
| Rep | Dealing in securities | 2008-03-03 | 2012-12-07 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-03-03 | 2012-12-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2008-02-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-12-15 | 2008-02-23 |
| Rep | Dealing in securities | 2005-07-18 | 2008-02-23 |