| KINGS SECURITIES LIMITED | Rep | Advising on securities | 2026-09-18 | - |
| Rep | Dealing in securities | 2026-09-18 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2023-08-07 |
| Rep | Dealing in securities | 2014-12-30 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-12-30 | 2023-08-07 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-12-30 | 2016-06-30 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-04-09 | 2014-07-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-04-09 | 2014-07-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-06 | 2013-03-09 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2008-10-20 | 2013-03-09 |
| Goldin Equities Limited | Rep | Dealing in securities | 2008-04-25 | 2008-09-30 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2006-07-31 | 2008-02-13 |
| Rep | Dealing in securities | 2006-07-31 | 2008-02-13 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-04-10 | 2006-07-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-12-06 | 2006-07-14 |