| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-27 | 2015-10-16 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2015-08-27 | 2015-10-16 |
| Rep | Dealing in securities | 2015-08-27 | 2015-10-16 | |
| SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2012-10-12 | 2013-02-28 |
| SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2012-10-12 | 2013-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-30 | 2012-08-22 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-05-20 | 2012-08-22 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-29 | 2009-03-21 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2008-01-21 | 2009-03-21 |