Lam, Ping Fun 林秉勳 SFC Licences and HKMA Registrations (ID 85029)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2010-08-04	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-08-04	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2010-04-30	2010-07-22
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-04-30	2010-07-22
REFCO FOREX LIMITED	Rep	Leveraged foreign exchange trading	2005-06-01	2006-02-10
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2003-07-28	2009-12-02
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-07-17
	Rep	Asset management	2003-04-01	2003-07-17
	Rep	Dealing in futures contracts	2003-04-01	2003-07-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.