| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2023-02-15 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2023-02-15 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2022-01-06 | 2023-01-29 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-01-06 | 2023-01-29 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-11-28 |
| Rep | Dealing in securities | 2014-08-08 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-08-08 | 2021-11-28 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-04-02 | 2014-07-22 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-04-02 | 2014-07-22 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2010-03-19 | 2013-03-25 |
| Rep | Dealing in securities | 2008-12-22 | 2013-03-25 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-21 | 2008-12-16 |
No HKMA registrations in the collected records.