Webb-site Legacy

Lau, Daniel Cheung Ka 劉長加

SFC ID:AIB406

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-12-15	2018-07-22
	Rep	Asset management	2016-12-15	2018-07-22
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2014-03-07	2016-03-02
	Rep	Dealing in futures contracts	2014-03-07	2016-03-02
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2014-03-07	2016-03-02
	Rep	Dealing in securities	2014-03-07	2016-03-02
KGI ASIA LIMITED	Rep	Dealing in securities	2011-02-23	2012-10-03
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2011-02-23	2012-10-03
	Rep	Dealing in securities	2011-02-23	2012-10-03
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2010-03-22	2011-02-07
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2008-08-14	2009-01-23
	Rep	Leveraged foreign exchange trading	2007-05-17	2009-01-23
	Rep	Dealing in futures contracts	2007-02-27	2009-01-23
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-02-27	2009-01-23