| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-08-01 | 2025-12-31 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-01 | 2025-12-31 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-07-21 | 2016-07-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-21 | 2016-07-26 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2005-09-06 | 2009-07-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2005-09-06 | 2009-07-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-04-26 | 2009-07-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-26 | 2009-07-11 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-01-12 | 2005-04-05 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-01-12 | 2005-04-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-01-12 | 2005-04-05 |