Personnel SFC Licences and HKMA Registrations (ID 85046)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2009-04-20	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-04-20	2025-04-28
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-05-30	2009-04-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-02-29	2009-04-01
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2007-10-17	2008-02-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.