Personnel Hong Kong SFC License Details (ID 85052)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-09-04	-
KGI ASIA LIMITED	Rep	Dealing in securities	2006-03-15	2017-10-02
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2003-04-01	2004-05-21
	Rep	Advising on securities	2003-04-01	2005-12-28