Personnel Hong Kong SFC License Details (ID 85055)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-03-30
	Rep	Dealing in securities	2005-08-08	2017-10-02
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-10-09	2005-08-03
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-06-16
	Rep	Advising on securities	-	2003-06-16
	Rep	Asset management	-	2003-06-16
	Rep	Providing automated trading services	-	2003-06-16
	Rep	Dealing in securities	-	2003-06-16