Lee, Hoi Yan (SFC:AJL855) 李凱欣

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ethk Securities Limited	RO	Dealing in securities	2020-05-13	-
PRESTIGE SECURITIES LIMITED (HK)	RO	Advising on securities	2018-09-03	2019-06-30
	RO	Dealing in securities	2018-09-03	2019-06-30
Beijing Securities Limited	RO	Advising on securities	2017-11-10	2018-08-14
	RO	Dealing in securities	2017-11-10	2018-08-14
	Rep	Advising on securities	2012-12-17	2017-11-10
	Rep	Dealing in securities	2012-12-17	2017-11-10
KGI ASIA LIMITED	Rep	Advising on securities	2008-03-18	2012-12-06
	Rep	Dealing in securities	2006-10-13	2012-12-06
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-10-13	2012-12-06
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2005-05-26	2006-09-18
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-02-23	2006-09-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.