| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2025-07-16 | - |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2025-07-16 | - |
| Rep | Asset management | 2019-06-25 | - |
| RO | Dealing in securities | 2018-08-02 | 2025-07-16 |
| WING FUNG FUTURES LIMITED | RO | Dealing in futures contracts | 2018-02-13 | 2025-07-16 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-31 | 2018-08-02 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-12 | 2018-02-13 |
| ADMIS Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2016-01-04 | 2016-04-30 |
| Rep | Dealing in futures contracts | 2013-07-04 | 2016-04-30 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-10-27 | 2013-06-29 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-27 | 2013-06-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-09-16 |
| Rep | Dealing in securities | 2008-10-13 | 2009-09-16 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2009-09-16 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2004-07-21 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2004-07-21 | 2009-07-31 |
| Rep | Dealing in securities | 2004-07-21 | 2009-07-31 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-25 | 2004-07-14 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-21 |
| Rep | Dealing in securities | 2003-04-01 | 2004-07-14 |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-21 |
| Rep | Asset management | 2003-04-01 | 2003-10-21 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-09 |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-21 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-21 |
| Rep | Asset management | 2003-04-01 | 2003-10-21 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-25 |