Personnel Hong Kong SFC License Details (ID 85073)

Personnel Hong Kong SFC License Details (ID 85073)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VGROWTH SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED	RO	Advising on securities	2026-09-23	-
	RO	Dealing in securities	2026-09-23	-
	Rep	Advising on securities	2026-08-31	2026-09-23
	Rep	Dealing in securities	2026-08-31	2026-09-23
WINSOME STOCK COMPANY LIMITED	RO	Dealing in securities	2024-10-15	2026-08-25
	Rep	Dealing in securities	2024-09-23	2024-10-15
Ruibang Securities Limited	RO	Advising on securities	2022-07-04	2024-08-31
	RO	Dealing in securities	2022-07-04	2024-08-31
Chuenman Securities Limited	RO	Advising on securities	2021-10-18	2022-05-20
	RO	Dealing in securities	2021-10-18	2022-05-20
Changjiang Corporate Finance (HK) Limited	Rep	Advising on corporate finance	2019-04-04	2020-07-26
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-10-06	2021-10-15
KGI ASIA LIMITED	Rep	Dealing in securities	2005-07-04	2016-09-17
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-07-04	2016-09-17