Personnel Hong Kong SFC License Details (ID 85083)

Personnel Hong Kong SFC License Details (ID 85083)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-12-03
	Rep	Dealing in securities	2014-09-17	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-09-17	2019-05-31
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2013-02-19	2014-09-12
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2013-02-19	2014-09-12
KGI ASIA LIMITED	Rep	Dealing in securities	2005-08-05	2013-02-09
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-08-05	2013-02-09
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2004-09-03	2005-08-02
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-09-03	2005-08-02
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-08-14	2004-08-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-08-14	2004-08-28
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2003-08-12
	Rep	Asset management	-	2003-08-12
	Rep	Dealing in futures contracts	-	2003-08-14
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2003-08-12
	Rep	Advising on securities	-	2003-08-12
	Rep	Asset management	-	2003-08-12
	Rep	Dealing in securities	-	2003-08-14