Personnel Hong Kong SFC License Details (ID 85089)

Personnel Hong Kong SFC License Details (ID 85089)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI CAPITAL ASIA LIMITED	Rep	Advising on securities	2024-01-02	-
	Rep	Dealing in securities	2024-01-02	-
KGI ASIA LIMITED	RO	Dealing in securities	2022-02-11	-
KGI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2022-02-11	-
KGI Asset Management Limited	Rep	Asset management	2019-12-17	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-02-11
	Rep	Dealing in securities	2006-07-21	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-07-21	2022-02-11