Personnel Hong Kong SFC License Details (ID 85090)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	2020-12-02
	Rep	Dealing in securities	2017-10-03	2020-12-02
	Rep	Advising on securities	2012-05-10	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-10-27	2020-12-02
KGI ASIA LIMITED	Rep	Dealing in securities	2010-07-06	2017-10-02
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2010-05-31	2010-06-10