Personnel Hong Kong SFC License Details (ID 85091)

Personnel Hong Kong SFC License Details (ID 85091)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2013-02-19	2013-11-07
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-02-19	2013-11-07
KGI ASIA LIMITED	Rep	Dealing in securities	2011-02-17	2012-08-10
	Rep	Dealing in securities	2010-08-09	2010-08-16
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-01-14
	Rep	Advising on securities	-	2004-01-14
	Rep	Asset management	-	2004-01-14
	Rep	Providing automated trading services	-	2004-01-14
	Rep	Dealing in securities	-	2004-01-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-01-14
	Rep	Advising on securities	-	2004-01-14
	Rep	Asset management	-	2004-01-14
	Rep	Providing automated trading services	-	2004-01-14
	Rep	Dealing in securities	-	2004-01-14