Webb-site Legacy

Li, Kwan Kim 李群劍

SFC ID:AGP773

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2008-02-11	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-02-11	-
Mason Securities Limited	Rep	Dealing in securities	2007-10-11	2008-01-04
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-10-11	2008-01-04
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-01-12	2007-10-01
KGI ASIA LIMITED	Rep	Dealing in securities	2006-06-27	2007-10-01
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2003-10-02	2004-02-13
HUA NAN SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-04-01	2003-08-07