Personnel Hong Kong SFC License Details (ID 85099)

Personnel Hong Kong SFC License Details (ID 85099)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2018-04-13	2019-05-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2018-04-13	2019-05-01
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2014-10-17	2017-05-31
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-10-17	2017-05-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-03-11	2014-09-29
KGI ASIA LIMITED	Rep	Dealing in securities	2009-02-09	2014-09-29
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2008-01-23	2009-01-19
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-07-04	2007-12-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-07-04	2007-12-07