Personnel Hong Kong SFC License Details (ID 85102)

Personnel Hong Kong SFC License Details (ID 85102)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-01-24
	Rep	Dealing in securities	2008-10-14	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-14	2022-01-24
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-24
	Rep	Advising on securities	-	2004-06-24
	Rep	Asset management	-	2004-06-24
	Rep	Providing automated trading services	-	2004-06-24
	Rep	Dealing in securities	-	2008-10-07
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2004-06-24
	Rep	Asset management	-	2004-06-24
	Rep	Dealing in futures contracts	-	2008-10-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-24
	Rep	Advising on securities	-	2004-06-24
	Rep	Asset management	-	2004-06-24
	Rep	Providing automated trading services	-	2004-06-24
	Rep	Dealing in securities	-	2008-10-07