Webb-site Legacy

Liu, Kit Ling (SFC:AUI936) 廖潔靈

SFC ID:AUI936

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2019-01-31	-
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2017-12-20	2023-02-08
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-10-13	-
	Rep	Dealing in securities	2015-10-13	2019-01-31
KGI ASIA LIMITED	Rep	Advising on securities	2014-08-20	2015-10-01
	Rep	Dealing in securities	2014-08-20	2015-10-01
	Rep	Advising on securities	2013-09-19	2014-07-01
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2013-09-19	2014-07-01
KGI ASIA LIMITED	Rep	Dealing in securities	2009-12-17	2014-07-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-12-17	2014-07-01