Personnel Hong Kong SFC License Details (ID 85107)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2008-10-14	2016-10-11
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-14	2016-10-11
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2008-05-21	2008-10-07
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-09-06	2008-10-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-09-06	2008-10-07