Lo, Betty Wai Man 盧慧敏

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cortina Capital Asset Management Limited	Rep	Advising on securities	2022-09-07	-
	Rep	Asset management	2022-08-26	-
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Asset management	2013-03-07	2022-08-19
	Rep	Dealing in securities	2013-03-07	2022-08-19
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2012-11-23	2013-02-16
	Rep	Dealing in securities	2012-11-23	2013-02-16
AISANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2011-10-17	2013-02-16
KGI ASIA LIMITED	Rep	Advising on securities	2010-07-28	2013-02-16
	Rep	Dealing in securities	2010-04-26	2013-02-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cortina Capital Asset Management Limited	Rep	Advising on securities	2022-09-07	-
	Rep	Asset management	2022-08-26	-
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Asset management	2013-03-07	2022-08-19
	Rep	Dealing in securities	2013-03-07	2022-08-19
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2012-11-23	2013-02-16
	Rep	Dealing in securities	2012-11-23	2013-02-16
AISANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2011-10-17	2013-02-16
KGI ASIA LIMITED	Rep	Advising on securities	2010-07-28	2013-02-16
	Rep	Dealing in securities	2010-04-26	2013-02-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.