Personnel Hong Kong SFC License Details (ID 85116)

Personnel Hong Kong SFC License Details (ID 85116)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Astrum Capital Management Limited (HK)	Rep	Dealing in futures contracts	2020-10-19	-
	Rep	Dealing in securities	2020-10-19	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2020-09-22
	Rep	Dealing in securities	2006-06-07	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-06-07	2020-09-22
Funderstone Futures Limited	Rep	Dealing in futures contracts	2006-01-12	2006-06-01
Funderstone Securities Limited	Rep	Dealing in securities	2005-12-23	2006-06-01