Personnel Hong Kong SFC License Details (ID 85117)

Personnel Hong Kong SFC License Details (ID 85117)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QFIN HK Limited	Rep	Advising on securities	2019-12-17	2021-09-13
	Rep	Asset management	2019-12-17	2021-09-13
	Rep	Dealing in futures contracts	2019-12-17	2021-09-13
	Rep	Dealing in securities	2019-12-17	2021-09-13
FULBRIGHT FUTURES LIMITED	Rep	Advising on futures contracts	2017-11-07	2019-11-17
	Rep	Dealing in futures contracts	2017-11-07	2019-11-17
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2017-11-07	2019-11-17
	Rep	Dealing in securities	2017-11-07	2019-11-17
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on futures contracts	2016-03-23	2017-10-06
	Rep	Advising on securities	2016-03-23	2017-10-06
	Rep	Dealing in futures contracts	2016-03-23	2017-10-06
	Rep	Dealing in securities	2016-03-23	2017-10-06
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-04-13	2011-12-01
KGI ASIA LIMITED	Rep	Dealing in securities	2010-02-19	2011-12-01
PRESIDENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-03-19	2010-02-16