Personnel Hong Kong SFC License Details (ID 85119)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2024-05-27
	Rep	Dealing in securities	2005-11-25	2017-10-02
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-01-31	2005-06-22
China Hong Kong Capital Asset Management Company Limited	Rep	Advising on corporate finance	-	2003-06-19
	Rep	Advising on securities	-	2003-06-19
	Rep	Asset management	-	2003-06-19
	Rep	Dealing in securities	-	2004-12-10