Lui, Cheuk Hung 呂焯洪

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisetrade Securities Limited	RO	Dealing in securities	2021-10-08	2023-08-01
	Rep	Dealing in securities	2021-10-06	2021-10-08
KGI ASIA LIMITED	Rep	Dealing in securities	2020-06-26	2021-06-25
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-06-26	2021-06-25
KGI ASIA LIMITED	RO	Dealing in securities	2019-11-18	2020-06-26
KGI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2019-11-18	2020-06-26
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-11-18
	Rep	Dealing in securities	2013-08-27	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-08-27	2019-11-18
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2012-03-01	2013-08-01
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-03-01	2013-08-01
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-10-22	2011-10-01
KGI ASIA LIMITED	Rep	Dealing in securities	2005-01-13	2011-10-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-01-13	2011-10-01
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2003-10-22	2005-01-13
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2003-10-22	2005-01-13
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-07-01
	Rep	Advising on securities	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Providing automated trading services	-	2003-07-01
	Rep	Dealing in securities	-	2003-07-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Dealing in futures contracts	-	2003-07-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-07-01
	Rep	Advising on securities	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Providing automated trading services	-	2003-07-01
	Rep	Dealing in securities	-	2003-07-01

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisetrade Securities Limited	RO	Dealing in securities	2021-10-08	2023-08-01
	Rep	Dealing in securities	2021-10-06	2021-10-08
KGI ASIA LIMITED	Rep	Dealing in securities	2020-06-26	2021-06-25
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-06-26	2021-06-25
KGI ASIA LIMITED	RO	Dealing in securities	2019-11-18	2020-06-26
KGI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2019-11-18	2020-06-26
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-11-18
	Rep	Dealing in securities	2013-08-27	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-08-27	2019-11-18
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2012-03-01	2013-08-01
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-03-01	2013-08-01
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-10-22	2011-10-01
KGI ASIA LIMITED	Rep	Dealing in securities	2005-01-13	2011-10-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-01-13	2011-10-01
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2003-10-22	2005-01-13
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2003-10-22	2005-01-13
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-07-01
	Rep	Advising on securities	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Providing automated trading services	-	2003-07-01
	Rep	Dealing in securities	-	2003-07-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Dealing in futures contracts	-	2003-07-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-07-01
	Rep	Advising on securities	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Providing automated trading services	-	2003-07-01
	Rep	Dealing in securities	-	2003-07-01