Personnel Hong Kong SFC License Details (ID 85124)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-02-18
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-04-19	2022-02-18
KGI ASIA LIMITED	Rep	Dealing in securities	2010-09-21	2017-10-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-01-21	2010-09-09
	Rep	Dealing in securities	2008-09-18	2010-09-09