Personnel Hong Kong SFC License Details (ID 85131)

Personnel Hong Kong SFC License Details (ID 85131)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-12-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-11-17	2021-12-31
KGI ASIA LIMITED	Rep	Dealing in securities	2010-05-18	2017-10-02
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-09-05	2010-05-13
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	-	2003-08-26
	Rep	Advising on corporate finance	-	2003-12-22
	Rep	Advising on securities	-	2003-12-22
	Rep	Asset management	-	2003-12-22
	Rep	Dealing in securities	-	2005-09-03