| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2009-11-27 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-27 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2007-03-07 | 2009-11-19 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-07-05 | 2009-11-19 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-07-05 | 2009-11-19 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-02 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-02 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-06-29 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | 2006-06-29 |
No HKMA registrations in the collected records.