Personnel Hong Kong SFC License Details (ID 85144)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	-
	Rep	Dealing in securities	2017-10-03	-
	Rep	Advising on securities	2013-01-15	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2013-01-15	-
	Rep	Dealing in futures contracts	2009-05-19	-
KGI ASIA LIMITED	Rep	Dealing in securities	2008-12-03	2017-10-02
Mage Securities Limited	Rep	Dealing in securities	2008-11-19	2008-11-25