| CHINA CIFCO SECURITIES CO., LIMITED | RO | Advising on securities | 2022-01-27 | - |
| RO | Dealing in securities | 2022-01-27 | - |
| Rep | Dealing in securities | 2021-09-14 | 2022-01-27 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-05-06 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2017-02-23 | 2019-04-04 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-20 | 2019-04-04 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-20 | 2019-04-04 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-02-15 | 2016-05-11 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-15 | 2016-05-11 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-05-14 | 2016-01-29 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-14 | 2016-01-29 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-11-01 | 2012-05-07 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-01 | 2012-05-07 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-08-21 | 2010-09-30 |
| Rep | Dealing in securities | 2009-08-21 | 2010-09-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-12-11 | 2009-08-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-21 | 2009-08-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-07-13 | 2008-01-01 |