Personnel Hong Kong SFC License Details (ID 85147)

Personnel Hong Kong SFC License Details (ID 85147)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PATRONS SECURITIES LIMITED	RO	Advising on securities	2023-11-23	-
	RO	Dealing in securities	2023-11-23	-
	Rep	Advising on securities	2023-05-05	2023-11-23
	Rep	Dealing in securities	2023-05-05	2023-11-23
Hafoo Securities Limited	RO	Advising on securities	2019-09-11	2022-02-19
Hafoo Futures Limited	Rep	Advising on futures contracts	2018-01-18	2022-02-19
	Rep	Dealing in futures contracts	2018-01-18	2022-02-19
Hafoo Securities Limited	RO	Dealing in securities	2016-02-19	2022-02-19
	Rep	Dealing in securities	2014-10-28	2016-02-19
KGI ASIA LIMITED	Rep	Dealing in securities	2013-12-16	2014-06-15
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-12-16	2014-06-15
Hafoo Securities Limited	Rep	Dealing in securities	2012-07-03	2013-12-06
WILSON SECURITIES LIMITED	Rep	Advising on securities	2012-07-03	2013-12-06
	Rep	Dealing in securities	2012-07-03	2013-12-06
WINTONE SECURITIES LIMITED	Rep	Dealing in securities	2011-10-21	2012-06-22
KGI ASIA LIMITED	Rep	Dealing in securities	2009-07-07	2011-10-19
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-07-07	2011-10-19
Mason Securities Limited	Rep	Dealing in securities	2007-08-16	2009-06-18
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-08-16	2009-06-18