| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2026-01-12 | - |
| Rep | Dealing in securities | 2026-01-12 | - |
| Goldhorse Securities Limited | RO | Advising on securities | 2021-12-28 | - |
| RO | Dealing in securities | 2021-12-28 | - |
| Rep | Advising on securities | 2021-11-11 | 2021-12-28 |
| Rep | Dealing in securities | 2021-11-11 | 2021-12-28 |
| TANGSHANG SECURITIES LIMITED | RO | Advising on securities | 2019-12-16 | 2020-08-31 |
| RO | Dealing in securities | 2019-12-16 | 2020-08-31 |
| Rep | Advising on securities | 2019-09-04 | 2019-12-16 |
| Rep | Dealing in securities | 2019-09-04 | 2019-12-16 |
| TANGSHANG FUTURES LIMITED | RO | Dealing in futures contracts | 2019-06-03 | 2020-08-31 |
| Donghai International Futures (Hong Kong) Limited | RO | Dealing in futures contracts | 2017-01-18 | 2019-05-28 |
| Rep | Dealing in futures contracts | 2016-08-15 | 2017-01-18 |
| Donghai International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-08-15 | 2019-05-28 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2007-09-13 | 2016-07-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-13 | 2016-07-12 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-13 | 2016-07-12 |