| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2021-06-18 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-09-18 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-09-18 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-09-10 |
| Rep | Dealing in securities | 2017-02-13 | 2017-09-10 |
| Rep | Leveraged foreign exchange trading | 2017-02-13 | 2017-09-10 |
| Rep | Dealing in futures contracts | 2016-06-17 | 2017-02-12 |
| Rep | Dealing in securities | 2016-06-17 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2013-07-26 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2011-10-17 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2011-10-17 | 2017-02-12 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2008-06-23 | 2011-10-04 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2011-10-04 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2011-10-04 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-04 | 2008-05-30 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-04 | 2008-05-30 |