Personnel SFC Licences and HKMA Registrations (ID 85154)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-03-23	-
KGI ASIA LIMITED	Rep	Dealing in securities	2008-05-20	2012-03-17
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2005-01-31	2008-05-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.