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Personnel Hong Kong SFC License Details (ID 85154)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
FULBRIGHT SECURITIES LIMITED
Rep
Dealing in securities
2012-03-23
-
KGI ASIA LIMITED
Rep
Dealing in securities
2008-05-20
2012-03-17
PRUDENTIAL BROKERAGE LIMITED
Rep
Dealing in securities
2005-01-31
2008-05-08