Personnel Hong Kong SFC License Details (ID 85168)

Personnel Hong Kong SFC License Details (ID 85168)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2015-09-21	2018-03-31
Success Securities Limited	Rep	Dealing in securities	2015-09-21	2018-03-31
KGI ASIA LIMITED	Rep	Dealing in securities	2011-06-03	2012-12-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-06-03	2012-12-01
China Hong Kong Capital Asset Management Company Limited	Rep	Advising on corporate finance	-	2003-04-23
	Rep	Advising on securities	-	2003-04-23
	Rep	Asset management	-	2003-04-23
	Rep	Dealing in securities	-	2003-04-23