| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2007-09-06 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-06 | - |
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2004-01-13 | 2007-08-31 |
| Funderstone Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-13 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-13 | |
| Rep | Asset management | 2003-04-01 | 2003-11-13 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-08-31 |
No HKMA registrations in the collected records.