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Personnel Hong Kong SFC License Details (ID 85180)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
KGI ASIA LIMITED
Rep
Dealing in securities
2017-10-03
2018-04-25
Rep
Advising on securities
2008-03-18
2010-07-19
Rep
Dealing in securities
2008-01-25
2017-10-02