| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HANG TAI SECURITIES LIMITED | Rep | Dealing in securities | 2026-04-10 | - |
| Hang Tai Asset Management Limited | Rep | Advising on securities | 2026-03-25 | - |
| Rep | Asset management | 2026-03-25 | - | |
| RO | Advising on securities | 2024-08-20 | 2026-03-25 | |
| RO | Asset management | 2024-08-20 | 2026-03-25 | |
| Vantum Securities and Futures Limited | RO | Dealing in futures contracts | 2023-04-18 | 2023-10-17 |
| HANG TAI SECURITIES LIMITED | RO | Dealing in securities | 2023-03-23 | 2026-04-10 |
| Vantum Securities and Futures Limited | Rep | Dealing in futures contracts | 2023-03-20 | 2023-04-18 |
| HANG TAI SECURITIES LIMITED | Rep | Dealing in securities | 2023-02-15 | 2023-03-23 |
| WINWIN SECURITIES LIMITED | RO | Dealing in securities | 2022-10-21 | 2023-01-30 |
| Rep | Dealing in securities | 2022-10-18 | 2022-10-21 | |
| KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | 2022-09-30 |
| Rep | Dealing in securities | 2017-10-03 | 2022-09-30 | |
| Rep | Advising on securities | 2008-03-18 | 2017-10-02 | |
| Rep | Dealing in securities | 2006-09-21 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-09-21 | 2022-09-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-06-23 | 2006-09-18 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-02-28 | 2006-09-18 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-02-28 | 2006-09-18 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2005-12-02 | 2006-02-25 |
No HKMA registrations in the collected records.