Personnel Hong Kong SFC License Details (ID 85182)

Personnel Hong Kong SFC License Details (ID 85182)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-07-27
	Rep	Dealing in securities	2009-05-29	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-05-29	2021-07-27
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-03-06	2009-05-21
	Rep	Leveraged foreign exchange trading	2008-03-06	2009-05-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-03-06	2009-05-21
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-10-14	2008-03-01
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2005-10-14	2008-03-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2005-10-14	2008-03-01