| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2017-10-03 | - | |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-06-23 | 2013-02-21 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2006-06-23 | 2017-10-02 |
| Rep | Dealing in securities | 2004-12-06 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-06 | - |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-12 | 2004-12-06 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2003-08-12 | 2004-12-06 |
| Open Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-12 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-12 | |
| Rep | Asset management | 2003-04-01 | 2003-08-12 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-12 |