| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-01-03 | - |
| TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | Dealing in futures contracts | 2016-11-25 | 2017-04-16 |
| TIAN YUAN FINANCE LIMITED | Rep | Dealing in securities | 2016-03-18 | 2017-04-16 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-07-28 | 2016-03-05 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-28 | 2016-03-05 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-05-28 | 2015-07-24 |
| Rep | Dealing in securities | 2015-05-28 | 2015-07-24 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-01-20 | 2015-05-18 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-01-20 | 2015-05-18 |