Personnel Hong Kong SFC License Details (ID 85196)

Personnel Hong Kong SFC License Details (ID 85196)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2020-06-24	-
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2020-06-24	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2020-05-29
	Rep	Dealing in securities	2011-03-07	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-03-07	2020-05-29
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2010-05-24	2011-03-01
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2010-05-24	2011-03-01
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-02-11	2010-03-19
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-02-11	2010-03-19