| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2017-10-03 | - | |
| Rep | Advising on securities | 2013-09-19 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2013-09-19 | 2017-10-02 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-11-13 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2011-08-01 | 2017-10-02 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2008-01-14 | 2017-10-02 |
No HKMA registrations in the collected records.