Personnel Hong Kong SFC License Details (ID 85201)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	-
	Rep	Dealing in securities	2017-10-03	-
	Rep	Advising on securities	2013-09-19	2017-10-02
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2013-09-19	2017-10-02
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-11-13	2017-10-02
KGI ASIA LIMITED	Rep	Dealing in securities	2011-08-01	2017-10-02
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2008-01-14	2017-10-02